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Jobs: Compliance / RegulatoryCompliance / Legal
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1-30 of 217 Jobs Company Location Date
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 30 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
* Broad Fixed Income ADVISORY Broker/Dealer *
Law Professionals
Salary: COMPETITIVE
UK-London 30 Nov
Our client a major broker/dealer in the market is looking to bring on board a Compliance Manager to join the team. This posit...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 30 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Corporate Finance Analyst - Transactional Focus (3mths - poss Temp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 30 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Assistant Compliance Officer
Castlestone Management Lt...
Salary: D.O.E
UK-London 30 Nov
You will be responsible for assisting the Head of Legal & Compliance in ensuring the company’s activities comply with FSA, SE...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 30 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 30 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Business Consultants
Not Disclosed
Salary: Competitive
UK-London 30 Nov
Business Consultants required
Compliance Consultant
Carnegie Consulting
Salary: competitive
UK-London 30 Nov
A well established consultancy firm are looking for an individual with a minimum of three to five years experience in complia...
Senior Underwriter Opportunity – Gloucester
Royal Bank of Scotland
Salary: Competitive
UK-South West 30 Nov
NIG in Gloucester is a specialist agricultural underwriting unit.
Statutory Reporting Manager
Royal Bank of Scotland
Salary: Competitive
UK-Edinburgh 30 Nov
An opportunity has arisen for a Statutory Reporting Manager to join the Central Statutory Reporting team within Shared Servic...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 30 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
AML & Governance Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 30 Nov
My client is a leading global financial services provider with a strong global presence.
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 30 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 30 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 30 Nov
Financial Markets Compliance
MANAGER/SENIOR MANAGER, FINANCIAL RISK MANAGEMENT AND REGULATORY CONSULTANCY, PRUDENTIAL, LIQUIDITY RISK AND REGULATORY ADVISORY
Incarter International Lt...
Salary: Highly competitive
UK-London 30 Nov
Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented...
Compliance Risk Manager - Secured Lending
Barclays
Salary: not disclosed
UK-Wales 30 Nov
See job description below
Chief Operating Officer
Sequoia Consulting
Salary: Commensurate with experie...
UK-South East 29 Nov
Responsible for leadership, management and business direction of operational resources, delivering high standards of operatio...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 29 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Compliance Officer/Manager - Cyprus
GRS Recruitment (Cyprus)
Salary: market rate + performance...
UK-London 28 Nov
An exciting opportunity has arisen for a UK experienced compliance officer/manager to join a well established team in Cyprus....
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 27 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Large Holdings Compliance Advisory Associate
McGregor Boyall
Salary: £Excellent
UK-London 27 Nov
The role will take responsibility in assisting the Global Heads of Large Holdings with the deliverables and expansion of Larg...
Deputy MLRO
Eames Consulting
Salary: £70,000 - £120,000 + bene...
UK-London 27 Nov
My client, a leading European financial services firm with a Global reach are looking for an exceptional individual to join t...
VP Supervision and Control
Joslin Rowe Investment
Salary: Excellent++
UK-London 27 Nov
A city based wealth manager is seeking a Vice President to head up this team
Compliance Advisory Specialist
GRS Group
Salary: £350 per day
UK-London 27 Nov
A leading investment bank requires a Compliance Advisory specialist to provide day to day advice, guidance and support to the...
Client On-Boarding : Trading Floor Role
Joslin Rowe Compliance
Salary: £Negotiable
UK-London 27 Nov
Our client is a premier global investment bank . This wonderful role will be situated within the client onboarding team on...
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Senior Manager Control Room - Investment Bank
Hays City
Salary: £100,000
UK-London 27 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 27 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
Jobs: Compliance / Regulatory (1-30 of 217 Jobs)