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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, South East, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA
Asia Pacific Hong Kong SAR, Singapore, Australia, Japan, New Zealand, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, South Africa, more...
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1-30 of 362 Jobs Company Location Date
VP in Prime Brokerage – Documentation and Compliance; UK – London; Highly Competitive
Selby Jennings
Salary: Highly Competitive
UK-London 09 Feb
A leading investment bank is looking to recruit an experienced candidate into their prime brokerage division.
Junior Finance Lawyer - London
Macquarie
Salary: Information not provided
UK-London 09 Feb
Junior Finance Lawyer for the London office
Experienced Finance Lawyer - London
Macquarie
Salary: Information not provided
UK-London 09 Feb
Experienced Finance Lawyer required for the London office
Client Relationship Advisor - Fixed Income Currencies & Commodities
Macquarie
Salary: Information not provided
UK-London 09 Feb
Client Relationship Advisor - Fixed Income Currencies & Commodities, London
Project Manager
Carr Lyons Search and Sel...
Salary: £65-75k
UK-London 09 Feb
This leading financial institution is looking for an exceptional individual with solid Project Management experience.
Associate - Debt Advisory (Mandarin Speakers)
Carr Lyons Search and Sel...
Salary: Excellent
UK-London 09 Feb
A unique and exciting opportunity for a driven individual with debt advisory experience to join a leading corporate finance h...
Compliance Officer (CF10)
Wachovia Bank N.A.
Salary: Excellent Package
UK-London 09 Feb
Provide support and guidance for the business lines operating within Wells Fargo Bank NA, London. Carry the FSA CF10 Approve...
Document Advisory Team Member
UBS AG
Salary: Competitive Salary
UK-London 09 Feb
UBS Wealth Management based at 1 Curzon St require a Documentation Advisor at Non-officer level to become a knowledge special...
Asset Management Compliance Advisor
Deutsche Bank
Salary: Competitive
UK-London 09 Feb
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Associate, Office of the General Counsel
EBRD
Salary: Competitive
UK-London 09 Feb
Job Description

The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to suppor...
Associate Director - Investment Compliance Monitoring
Morgan McKinley
Salary: NA
UK-London 09 Feb
A leading Asset Management firm is currently looking to recruit an Associate Director to manage their UK and European Investm...
Retail Compliance Consultant
Not Disclosed
Salary: 45,000-55,000 + remunerat...
UK-London 09 Feb
Our client is one of the largest asset managers in Europe operating in markets where it has a leading position and competitiv...
Compliance Analyst
Not Disclosed
Salary: 35,000-45,000
UK-London 09 Feb
Our client offers Merchant and Retail Banking, Wealth Management and Life Insurance throughout Europe, Eastern Europe and U.S...
Compliance Consultant
IMS Recruitment
Salary: £40,000 - £70,000
UK-London 09 Feb
IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management and securities...
Applications (FSA) Consultant
Not Disclosed
Salary: £30000 - £40000
UK-London 09 Feb
IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management and securities...
Compliance Officer
IMS Recruitment
Salary: circa 50k plus bonus
UK-London 09 Feb
My client is a small but successful US Broker who have just set up in London. In the US they have experienced exceptional yea...
Trainee / Junior Consultant
IMS Recruitment
Salary: Market Rate
UK-London 09 Feb
IMS Consulting is a leading provider of compliance consulting services to the wholesale asset management and securities indus...
Compliance Officer
IMS Recruitment
Salary: circa £80k (flex)
UK-London 09 Feb
I have an exclusive mandate with an established boutique Investment Bank to find them a Compliance professional to act as CF1...
Compliance Monitoring Officer
Joslin Rowe Compliance
Salary: Negotiable
UK-London 09 Feb
Our client is a leading financial services provider with a strong global presence. Due to expansion they are seeking a Compli...
AML - Global Investment Bank
Not Disclosed
Salary: £50,000
UK-London 09 Feb
Outstanding oppurtunity at global investment firm
IBD and Research, Control Room Compliance
Joslin Rowe Compliance
Salary: £Highly Competitive
UK-London 09 Feb
Our client is a premier global Investment bank The IBD and Research, Control Room Compliance team is looking for a Compliance...
Compliance Generalist/Charles River Analyst
Joslin Rowe Compliance
Salary: £45,000
UK-London 09 Feb
Our client is a high-calibre City-based Wealth Manager . With a multi-billion portfolio it operates globally across diverse a...
Senior Regulatory Consultancy : Manager
Joslin Rowe Compliance
Salary: £90.000-105,000
UK-London 09 Feb
Our client is a a highly succesful regulatory consultancy
Head of Compliance - Private Client
Not Disclosed
Salary: £Highly Competitive
UK-London 09 Feb
Our client is the private banking division of a leading global institution
Sales and Trading Compliance : Three Open Roles at Premier Firm
Not Disclosed
Salary: £Highly Competitive
UK-London 09 Feb
Our client is a pre-eminent global investment bank based in the City . It is currently recruiting for a number of roles withi...
In-House Legal & Compliance Advisor (part-time)
IMS Recruitment
Salary: £80,000 - £100,000 pro ra...
UK-London 09 Feb
My client, a primary research firm focusing mainly on private equity firms and hedge funds, is looking to hire an In-House Le...
Executive - Fraud Investigation & Dispute Services
Ernst & Young
Salary: Competitive salary
UK-Yorkshire & The Humber 09 Feb
Executive - Fraud Investigation & Dispute Services - Leeds - Competitive Salary
Head of Offshore Group Compliance
AP Group
Salary: NA
UK-Channel Islands 09 Feb
This key position is at director level and offers a variety of challenges within the business areas of a leading private bank...
Spanish speaking ISDA negotiator
Kinsey Allen Internationa...
Salary: Negotiable
UK-London 09 Feb
An exciting opportunity has arisen within this leading financial services organisation for a Spanish speaking ISDA negotiator...
Regulatory Relationship Engagement Manager
Standard Chartered Bank
Salary: Competitive
UK-London 09 Feb
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Jobs: Compliance / Legal (1-30 of 362 Jobs)