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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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1-30 of 338 Jobs Company Location Date
Juriste dans l'équipe Master Agreements (H/F)
CALYON
Salary: Competitive
France-Paris 30 Nov
Juriste dans l'équipe Master Agreements (H/F)
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 30 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Associate VP of Global Compliance Employee Services (GCES)
The Compliance Search Gro...
Salary: Based on Experience
USA-NY-New York City 30 Nov
Our client, a premiere international investment bank, seeks an Associate VP of Global Compliance Employee Services.
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 30 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 30 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 30 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 30 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 30 Nov
See job description below
Global Real Estate Company Secretary
Aviva Investors
Salary: Market rate
UK-London 30 Nov
An exciting opportunity exists to develop and provide highly efficient and professional company secretarial services for the...
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 30 Nov
Syndication Specialist
Equity Derivatives Lawyer
Société Générale - US
Salary: Commensurate with experie...
USA-NY-New York City 30 Nov
The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
Paralegal
Société Générale - US
Salary: Commensurate with experie...
USA-NY-New York City 30 Nov
The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
Juriste OPCVM – CDI
FED Finance
Salary: selon profil
France-Paris 30 Nov
Fed Finance, cabinet entièrement dédié à l’intérim et au recrutement des métiers de la finance, recherche pour une société de...
Credit Compliance Officer
The Forum Group
Salary: Base salary, bonus and be...
USA-CA-Glendale 30 Nov
Our client is a seeking a Los Angeles based candidate to perform management oversight for a OCC-regulated Bank Agency and to...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 30 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
* Broad Fixed Income ADVISORY Broker/Dealer *
Law Professionals
Salary: COMPETITIVE
UK-London 30 Nov
Our client a major broker/dealer in the market is looking to bring on board a Compliance Manager to join the team. This posit...
RESPONSABLE COMMERCIAL H/F
RANDSTAD Search & Selecti...
Salary: non précisé
France-Paris 30 Nov
Search and Selection, cabinet de conseil en recrutement du groupe Randstad, recherche pour l’un de ses clients, compagnie d’a...
EXPERIENCED COMPLIANCE ACCOUNTANT
A Fortiori c.v.
Salary: A very attractive salary
Belgium-Brussels Region 30 Nov
Voor het kantoren in Zaventem zijn wij op zoek naar (m/v) een “experienced compliance accountant”
ERVAREN TAX ADVISORS
A Fortiori c.v.
Salary: Een aantrekkelijk en comp...
Belgium-Flanders Region 30 Nov
Voor een middelgrote fiduciaire binnen de top 10 zijn wij voor alle kantoren dringend op zoek naar ervaren Tax Advisors.
CORPORATE SECRETARY - DUTCH SPEAKER (M/F)
Robert Half SARL Luxembou...
Salary: N/A
Luxembourg 30 Nov
Already 3 years experience in legal? You speak fluently Dutch, French and English and you would like to find a flexible worki...
Private Banking Compliance Officer
Credit Suisse
Salary: Competitive
USA-NY-New York City 30 Nov
PB Compliance Officer
Alternative Investments Senior Compliance Officer
Credit Suisse
Salary: Competitive
USA-NY-New York City 30 Nov
Senior Compliance Officer
LME Operations Administrator
Witan Jardine
Salary: £17 - £20 per...
UK-London 30 Nov
This is an excellent opportunity to work for a successful and highly regarded City-based Brokers.
This is an on-going t...
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 30 Nov
fixed income compliance corporate bonds
RCCI (Responsable de la Conformité et du Contrôle interne)
Inter-Expansion
Salary: nc
France-Paris 30 Nov
Inter Expansion, société de gestion du groupe Aprionis, recherche un RCCI (Responsable de la Conformité et du Contrôle intern...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 30 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Corporate Finance Analyst - Transactional Focus (3mths - poss Temp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 30 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
AVP - Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 30 Nov


Responsibilities



Department: Moody's compliance function operates globally to provide comp...
AVP - Compliance Surveillance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 30 Nov


Responsibilities



Department: Compliance. Moody's Compliance Department operates globally a...
AVP Compliance - Technology
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 30 Nov


Responsibilities



The Role The AVP Compliance Officer will work for an entity operating in...
Jobs: Compliance / Legal (1-30 of 338 Jobs)