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Jobs: Compliance / Legal, China
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Compliance / Regulatory, In-house Legal, Other
Hong Kong, Other Cities, Shenzhen, Shanghai
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1-30 of 56 Jobs Company Location Date
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 26 Nov
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 25 Nov
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 25 Nov
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 25 Nov
Our client is an international bank and is looking for a dedicated change manager to drive the change agenda of its securitie...
Head of Control Room (10 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group.
Desk Lawyer (5 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
An investment bank is looking for a legal professional to join their team.
Senior Compliance Officer (3 yrs exp) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 25 Nov
Candidates are invited to join the wealth management and asset management division of a reputable financial institution.
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 25 Nov
Regulatory Analyst
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 25 Nov
See job description below
Compliance Manager
PeopleSearch Ltd
Salary: Competitive salary
China-Hong Kong 25 Nov
Our client is looking for a suitable candidate to join their Compliance Department
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 24 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 24 Nov
An in-house Legal role with an expanding Legal & Compliance team.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 24 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
AVP / MANAGER, COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive Package
China-Hong Kong 24 Nov
Our client is an international financial institution with their Regional Asia Pacific Office in Hong Kong. They offer a wide...
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 24 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
Senior Legal Counsel(International financing) - EFNC/20240/EZ
Hudson - China
Salary: Competitive
China-Shenzhen 23 Nov
Our client is an international telecommunication company who is looking for legal talent of international financing. Job loc...
Derivative Documentation Specialist
Taylor Root
Salary: Top of market
China-Hong Kong 23 Nov
Premier US investment bank now seeks a derivatives documentation specialist to join the team in Hong Kong.
Head of Control Room
Hays Banking Hong Kong
Salary: Excellent
China-Hong Kong 23 Nov
With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including...
Quality Driven Compliance Manager
Hays Banking Hong Kong
Salary: Attractive
China-Hong Kong 23 Nov
Operating across 30 locations globally, this financial services group focus on innovation, flexibility and collaborative solu...
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 23 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 23 Nov
Surveillance focused Core Compliance role with a leading International Bank
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 23 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Jobs: Compliance / Legal, China (1-30 of 56 Jobs)