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CDO Compliance Analyst
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Career Group Search
Salary: Base plus discretionary b...
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USA-CA-Los Angeles |
02 Dec |
| Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO analyst to help w... |
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Syndication Specialist/Paralegal
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RBC
Salary: competative
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USA-OH-Cleveland |
02 Dec |
| Syndication Specialist |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
02 Dec |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
02 Dec |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
02 Dec |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
02 Dec |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
02 Dec |
| See job description below |
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OFFICER-COMPLIANCE
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The McGraw-Hill Companies
Salary: not disclosed
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USA-NY-New York City |
02 Dec |
| Compliance Office for a Nationally Recognized Statistical Ratings Organziation, based in New York City. |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
02 Dec |
| fixed income compliance corporate bonds |
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Compliance Officer - PIMCO (Newport Beach, CA)
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PIMCO
Salary: competitive
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USA |
02 Dec |
| TITLE: Compliance Officer
DEPARTMENT: Legal and Compliance – Regulatory Compliance
PIMCO is seeking a Compliance Officer... |
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Attorney
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PIMCO
Salary: DOE
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USA-CA-Santa Ana |
02 Dec |
| PIMCO is a leading institutional money manager with more than $940 billion in assets under management.
We are looking for... |
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Compliance Associate
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Not Disclosed
Salary: Competitive compensation...
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USA-CA-Los Angeles |
02 Dec |
| Registered investment adviser is seeking an experienced and resourceful Compliance Associate to support the firm’s Chief Comp... |
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Derivatives Documentation Negotiator (LEGAL)
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Deutsche Bank
Salary: Exempt
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USA-FL-Jacksonville |
02 Dec |
| **The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
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Compliance -Asset Management
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
02 Dec |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
02 Dec |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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Compliance- Regulatory Securities Operations
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
02 Dec |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Accounting Consultant
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Objective Paradigm
Salary: Contract
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USA-IL-Chicago |
02 Dec |
| Objective Paradigm is currently searching for a 2-4 year accounting professional for a major financial services firm based in... |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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USA-NY-New York City |
02 Dec |
| This job is located in Bermuda |
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AVP Compliance - Technology
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
02 Dec |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
02 Dec |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
02 Dec |
| Senior Compliance Officer |
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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
02 Dec |
| Investment Compliance Analyst |
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Senior Developer - Middle Office and Compliance
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Société Générale - US
Salary: Commensurate with experie...
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USA-NJ-Jersey City |
01 Dec |
| The position will be in the Information Technology group dedicated to the Equity Derivatives business of SG Corporate and Inv... |
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Securities Paralegal and Attorney's
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Robert Half International
Salary: $20-40/hr DOE
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USA-NY-New York City |
01 Dec |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Compliance Associate
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Lazard Asset Management
Salary: Competitive - commensurat...
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USA-NY-New York City |
01 Dec |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
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Operational Risk Analyst - NY
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Not Disclosed
Salary: $80-$100
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USA-NY-New York City |
01 Dec |
| Exceptional role for an experienced Operational Risk Analyst within my clients Capital Markets Practice focusing on the Front... |
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Associate VP of Global Compliance Employee Services (GCES)
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The Compliance Search Gro...
Salary: Based on Experience
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USA-NY-New York City |
30 Nov |
| Our client, a premiere international investment bank, seeks an Associate VP of Global Compliance Employee Services. |
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Equity Derivatives Lawyer
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
30 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
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Paralegal
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
30 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
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Credit Compliance Officer
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The Forum Group
Salary: Base salary, bonus and be...
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USA-CA-Glendale |
30 Nov |
| Our client is a seeking a Los Angeles based candidate to perform management oversight for a OCC-regulated Bank Agency and to... |
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